{"id":16569,"date":"2014-09-21T11:39:17","date_gmt":"2014-09-21T10:39:17","guid":{"rendered":"https:\/\/www.fbt-avocats.ch\/regulation-the-independent-asset-manager-profession-faced-with-a-changing-regulatory-environment-state-of-play-and-prospects\/"},"modified":"2021-04-09T16:15:00","modified_gmt":"2021-04-09T15:15:00","slug":"regulation-the-independent-asset-manager-profession-faced-with-a-changing-regulatory-environment-state-of-play-and-prospects","status":"publish","type":"post","link":"https:\/\/www.fbt-avocats.ch\/en\/regulation-the-independent-asset-manager-profession-faced-with-a-changing-regulatory-environment-state-of-play-and-prospects\/","title":{"rendered":"Regulation – The Independent Asset Manager profession faced with a changing regulatory environment: state of play and prospects"},"content":{"rendered":"

Regulation – The Independent Asset Manager profession faced with a changing regulatory environment: state of play and prospects<\/h1>

BSL Banking in Switzerland and Liechtenstein – September 2014
\nFr\u00e9d\u00e9rique Bensahel, Pierre-Olivier Etique<\/p>\n<\/div>

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The legislative and regulatory changes affecting the independent asset manager profession are multiplying so rapidly that they make their overall assessment all the more delicate and dangerous since they concern issues as different as<\/p>\n

the Anti-Money Laundering Act (\u201cAMLA\u201d), the FINMA\u2019s rules of conduct on asset management or the authorisation regimes under the Collective Investment Schemes Act (\u201cCISA\u201d). In the long term, it seems inevitable that asset managers be subject to prudential supervision whose outlines will be established in the Draft Financial nServices Act, to be published by next summer. However, this paradigm shift is already well under way, as evidenced by the recent legislative and regulatory initiatives mentioned hereunder.<\/p>\n<\/div><\/section>
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Lire la suite<\/span><\/a><\/div><\/p><\/div>\n","protected":false},"excerpt":{"rendered":"","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[84],"tags":[276],"datespeciale":[],"yst_prominent_words":[],"class_list":["post-16569","post","type-post","status-publish","format-standard","hentry","category-media-and-news","tag-bsl-banking-in-switzerland-and-liechstenstein-en","competences-banking-and-finance","auteurs-fbt-avocats","auteurs-frederique-bensahel-en","date-publication-2014-en","diffusion-medias-en"],"_links":{"self":[{"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/posts\/16569","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/comments?post=16569"}],"version-history":[{"count":0,"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/posts\/16569\/revisions"}],"wp:attachment":[{"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/media?parent=16569"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/categories?post=16569"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/tags?post=16569"},{"taxonomy":"datespeciale","embeddable":true,"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/datespeciale?post=16569"},{"taxonomy":"yst_prominent_words","embeddable":true,"href":"https:\/\/www.fbt-avocats.ch\/en\/wp-json\/wp\/v2\/yst_prominent_words?post=16569"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}