14 septembre 2023 – Webinaire ASG – Veille réglementaire : Enforcement FINMA et litiges civils

Churning objectivity: some useful parameters

In private law, churning is not a defined term, and the question of when an asset manager engages in behaviour that constitutes churning depends on several factors.

Access to the UK financial market by Swiss service providers under the Berne Financial Services Agreement: what does the future hold?

Managing cross-border risks is a major challenge and a cost for financial service providers; it is also a major concern for FINMA.

Recent developments on retrocessions in the advisory mandate

The Swiss Supreme Court and FINMA have issued new clarifications on retrocessions in advisory mandates and execution-only relationships.