Banking and finance law is at the core of our practice

Banking and Finance
For nearly 30 years, banking and finance law has been at the core of our practice.
We advise financial intermediaries – including banks, insurance companies, securities firms, fund managers, independent asset managers and trustees – on a full range of regulatory and contractual issues.

Team members

Banking and Finance

For nearly 30 years, banking and finance law has been at the core of our practice.
We advise financial intermediaries – including banks, insurance companies, securities firms, fund managers, independent asset managers and trustees – on a full range of regulatory and contractual issues.

Comprising experienced and specialised lawyers who receive ongoing training on the latest industry developments, our team provides clients with advice and representation of the highest standard. With extensive experience in banking and finance law and a track record of handling high-profile mandates, our firm is recognized as a leading player in Switzerland in this field. Our team is regularly honoured for its expertise and the exceptional quality of its services.

Our priority is to offer advice based on a deep understanding of the regulatory environment, the expertise of our lawyers and market practice. Our aim is to establish a long-lasting, trusted relationship with our clients. What sets us apart is the hands-on involvement of experienced lawyers and our ability to seamlessly coordinate our teams and international partners.

Banking and Financial Regulations

Authorisations for banks and securities dealers, branches and representation offices of foreign groups
Advice on and analysis of the impact of new legislations regarding banking, stock exchange and money laundering
Litigation / FINMA enforcement procedures
International assistance in administrative matters

Collective Investment Schemes and other similar Structures

Structuring, taxation and registration of Swiss investment funds as well as licensing of foreign investment funds in Switzerland
Authorisation of custodian banks, fund management companies, fund managers and representatives of collective investment schemes
Distribution of collective investment schemes and structured products
Coordination in the structuring of foreign investment vehicles
Contractual structuring (distribution, asset management, custodian bank, representation, fund management and SICAV)

Regulations on the Supervision of Private Insurance

Regulatory status of insurance companies and insurance intermediaries, distribution of insurance products

Asset Management

Individual and collective asset management
Setting up of asset management companies, affiliation to SROs/SOs and advice on contractual issues
Advice on the remuneration and the responsibility of the asset manager
Complex financial disputes

Financing